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Mixed Ruling in Appvion ESOP Case: In the long-running case of Appvion Retirement Savings Retirement and Employee Stock Ownership Plan v. Buth, Case No. 18-CV-1861-WCG (E.D. Wis., Mar.

In multiple ongoing ESOP cases, courts allow valuation suits to continue.

Former CEO and Owner of ESOP Company Sentenced to Prison for Fraud

Court Rules Former ESOP Company CEO Must Pay Back Misappropriated Funds: In Rael & Letson v. Clark (Cal. Appeals Court, Unpublished, Apr.

State court upholds sale to ESOP: In Eichhoff et. al. v. New Glarus Brewing (WI, No. 2021CV002011 (Cir. Ct., Dane County, Oct.

Supreme Court Denies Envision Motion to Have 10th Circuit Reconsider Its Ruling That Envision Cannot Compel Arbitration in ESOP Case

Reliance Trust and DOL reach settlement on Tobacco Rag suit: In  Acosta v.

Department of Labor Brief in IBM Stock Case Argues Securities Law Rules Should Be the Basis for Whether to Disclose Adverse Information: 

DOL and GreatBanc Reach Settlement in Wells Fargo Stock Case: The Department of Labor has reached a $145 million settlement over an investigation in which the DOL alleged that the company’s 401(k) plan paid between $1,033 and $1,090 per share from 2013 to 2018 for Wells Fargo pre

Settlement Reached in RVR ESOP Case